Robert Hughes

Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), Professional Risk Manager (PRM)


Mr. Robert Hughes graduated from New York University's Stern School of Business with a Masters of Science in Finance and served as a Compliance Officer at the SEC (U.S. Securities and Exchange Commission). He was responsible for overseeing investment strategy risk, ensuring that all trades met compliance standards, and mitigating potential losses from market volatility.


At Rocky Mountains, he leads risk management and compliance efforts to ensure that investment strategies meet regulatory requirements.